JEAN joined Further Capital in October 2018. She is responsible for developing, updating and maintaining the various aspects of the firm’s policies, procedures and compliance program. Jean has over 25 years of compliance experience in the investment industry. She has worked at a number of firms in both the investment dealer and asset manager sides of the industry.
Most recently, Jean was AVP Investment Compliance at Invesco Canada, an investment fund manager, portfolio manager, exempt market dealer and mutual fund dealer in Canada, and for an SEC registered investment adviser firm. Prior to that Jean worked with TD Bank Group Compliance, holding positions of Chief Compliance Officer supporting TD Sponsored Companies, and Senior Manager supporting TD Asset Management and TDAM USA.